WE WORK
FOR YOU
SMALL CULTURE
BIG CAPABILITY
In Ausdal Financial Partners, you will find a firm where midwestern values and work-ethic meet experience, acumen and innovation. We are passionate about service, and understand that we can succeed only when you do. Yet, behind our close culture lies a breadth of capabilities that will satisfy even the most demanding financial professional.
If you are looking for true independence and a flexible, supportive partner committed to helping you realize your goals, give us a look.
Ausdal will be home.
fast facts
1979
FOUNDED
230
REGISTERED REPRESENTATIVES
90,000
CLIENTS
$14 bil
ASSETS UNDER MANAGEMENT
100%
ADVISOR & EMPLOYEE OWNED
FAQ'S
introduction to afp
WELCOME TO AFP TV
Click the drop-down icon to access additional videos including some home movies from past events.
advisor &
employee owned
With AFP’s ownership consisting entirely of advisors and employees, we all share the same background and experiences. We have walked in your shoes, understand how challenging it is, and appreciate your contributions.
Moreover, our objectives are closely aligned. We appreciate independence as much as you do, and intend to protect and preserve it. At AFP, you can expect a stable working environment focused on providing the tools and support to help you thrive; now and well into the future.
vision
“To become the premier independent broker-dealer in the Midwest by offering experienced financial professionals a true partnership that recognizes their value, protects their independence and contributes to their success".
To accomplish our mission, we intend to rely on a set of core principles:
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The investor comes first, but the advisor is our customer.
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Always be accessible, responsive and transparent.
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Be agile and pursue innovative solutions.
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Attract quality people. Empower, nurture and support them.
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Embrace growth and change.
meet the TEAM
The AFP principals share over 100 years of financial services experience. The complimentary skills of our management team provide a breadth of expertise ranging from securities and broker-dealer operations to money management, insurance and private investing.
JEFF SIMPSON
Chief Executive Officer
Since 1991 with First Trust Portfolios, Ausdal Financial Partners
DAVE ROBERTS
Executive Vice President
Since 1974 with Lincoln National, Equitable, LGTC/Waterstone & AFP
NATHAN WESTCOMB
Chief Compliance Officer
Since 2000 with NASD/FINRA & Calamos Investments.
MICHELLE SWINNEY
Director of Operations
Since 2003 with Robert B. Ausdal & Co. & AFP
ROB
DE VITA
EVP, Business Development
Since 1999 with OLDE Financial, AXA-Equitable & AFP
DAN
HETZEL
General Counsel
Since 2003 with O'Hagan Meyer, Kaufman Dolowich, Baugh Dalton
ERICA KEANE
Director, Advisory Services
Since 2010 with AFP &
American Portfolios